Regulatory Documents

Presentation of all regulatory documents

Regulatory Documents

Personal data protection policy

Amundi Mutual Fund Brokerage Securities (Thailand) Company Limited (“Amundi Thailand”) will manage personal data under our custody in accordance with the Personal Data Protection Act 2019 of Thailand (“PDPA). We have a Personal Data Protection Policy which provides more information about how we collect, use and disclose personal data. 

Should you wish to access or correct your personal data that we hold about you, please contact our Data Protection Officer at the following address: 

Address: 11/F Park Ventures Ecoplex, 57 Wireless Road, Lumpini, Patumwan, Bangkok 10330 Thailand

Attention: Data Protection Officer / Compliance Officer

  • 2024-09-13
    Amundi Thailand Personal Data Protection Policy

The application of MiFID directive

  • 2023-04-28
    2023 - Rapport RTS28 - Amundi Intermédiation
  • 2023-12-14
    2023 - Conflict of interest prevention and management policy - Amundi Intermediation
  • 2023-12-14
    2023 - Selection and execution policy - Amundi Intermédiation
  • 2024-05-02
    2024 - Report of Amundi Intermediation - Top 5 counterparties
  • 2023-12-31
    2023 - Best Selection and Execution Policy - Amundi
  • 2010-01-01
    2020 - Financial instruments and their risks - Amundi
  • 2010-01-01
    2010 - Customers qualification - Amundi
  • 2024-02-08
    2024 - Conflict of interest prevention and management policy - Amundi
  • 2024-02-09
    2024 - Complaints Handling Policy - Amundi

Shareholders Right Directive 2

Voting policy

Remuneration policy

  • 2024-01-31
    2024 - Remuneration Policy - Addendum CRD V - Amundi Group
  • 2024-01-31
    2024 - Remuneration Policy - Amundi Group
  • 2024-01-31
    2024 - Remuneration Policy - Addendum IFR IFD - Amundi Group

Anti-corruption Policy

Application of ESMA guidelines

  • 2020-07-22
    2020 - Counterparty risk - Collateral Risk Management Framework - Amundi

UK's fight against modern slavery

Regulations on cross-border fund distribution

Anti-money laudering and counter-terrorism financing

Corporate social responsability

Universal registration document